DID JAMES WARD MARGRAF CAUSE YOU INVESTMENT LOSSES?
James Margraf Of Center Street Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is James Margraf of Center Street Securities, Inc.?
James Margraf (CRD #6517554) who is currently registered as a broker and investment adviser with Center Street Securities, Inc. and located in Springfield, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Center Street Securities, Inc., James Margraf was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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James Margraf Customer Complaints
James Margraf has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings that were recently filed and are still pending.
Allegations Against James Margraf
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:
- Recommendation of unsuitable alternative investment.
- Recommendation of unsuitable corporate debt investment.