DID JAMES D. MERRILL CAUSE YOU INVESTMENT LOSSES?
James Merrill Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is James Merrill of Edward Jones?
James Merrill (CRD #4198174) who is currently registered with Edward Jones and located in Albany, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, James Merrill was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Merrill Customer Complaint
James Merrill has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations by a person holding a power of attorney of a mentally impaired client that the financial advisor was aware of the misappropriation from customer’s account and did not report same. Further, that the financial advisor did not act in the best interest of the client with regard to the purchase of an annuity.
James Merrill Red Flags & Your Rights As An Investor
Of course, James Merrill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Merrill at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether James Merrill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To James Merrill
If you have questions about Edward Jones and/or James Merrill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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