DID JAMES MICHAEL MORIARITY CAUSE YOU INVESTMENT LOSSES?
About James Moriarity of Morgan Stanley?
James Moriarity (CRD #2263987) is a seasoned financial advisor currently registered with Morgan Stanley in Palm Beach, Florida, since June 2009. His extensive career began in 1992, and he has amassed registrations with four self-regulatory organizations and licensure across 53 U.S. states and territories. Moriarity’s qualifications include passing three general industry/product exams and two multi-state securities law exams, showcasing a broad and deep knowledge of financial regulations and products. His previous tenure includes significant periods at other Morgan Stanley locations and earlier roles at other major financial institutions, indicating a stable and long-term presence in the financial services industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
James Moriarity Customer Complaints and Reviews
James M. Moriarity’s professional record includes one reported customer dispute:
- Customer Dispute:
- Date: The dispute was filed on May 21, 2024.
- Allegations: The client claimed that the short hedge investment strategy employed while his account was managed at Morgan Stanley was not in his best interests, covering the period from 1998 to 2004.
- Current Status: The complaint is pending, with no specified damages amount and is subject to an arbitration proceeding under the case number 4:24-cv-459.
Allegations Against James Moriarity
- Pending Customer Dispute:
- Details of Allegation: The client alleges inappropriate management of his investment account through a short hedge strategy deemed unsuitable for his financial goals and situation.
- Forum: The dispute has escalated to civil litigation, indicating a formal legal challenge against the practices employed by Moriarity during the specified timeframe.
James Moriarity Red Flags & Your Rights As An Investor
Of course, James Moriarity did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Moriarity at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Moriarity has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To James Moriarity
If you have questions about Morgan Stanley and/or James Moriarity and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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