DID JAMES ROBERT NELSON CAUSE YOU INVESTMENT LOSSES?
James Nelson Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is James Nelson of Centaurus Financial, Inc.?
James Nelson (CRD #2552126) who is currently registered with Centaurus Financial, Inc. and located in Blue Springs, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Centaurus Financial, Inc., James Nelson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Nelson Customer Complaints
James Nelson has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Centaurus Financial in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken by the customer.
Allegations Against James Nelson
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Falsification of documents and unsuitability of 2 business development company investments.
- Erroneous disclosure of commissions and fees.
James Nelson Red Flags & Your Rights As An Investor
Of course, James Nelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Nelson at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Nelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To James Nelson
If you have questions about Centaurus Financial, Inc. and/or James Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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