DID JAMES ANTHONY PARRISH III CAUSE YOU INVESTMENT LOSSES?

James Parrish, III Formerly With B. Riley Wealth Management Has 3 Customer Complaints For Alleged Broker Misconduct

Who is James Parrish, III of formerly with B. Riley Wealth Management?

James Parrish, III (CRD #4623703) who was formerly registered with B. Riley Wealth Management and located in Franklin, Tennessee, is a subject of one of our many securities industry sales practice abuse investigations. Prior to B. Riley Wealth Management, James Parrish, III was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

James Parrish, III Customer Complaints

James Parrish, III has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer disputes with Morgan Keegan and Co. for James Parrish’s alleged misconduct were denied by the brokerage firm and the investors took no further action. There is currently one customer complaint that was recently filed with B. Riley Wealth Management that is under review and awaiting resolution.

Allegations Against James Parrish, III

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitability with regard to mutual funds.
• Advisor mismanaged customer’s account by investing it in high risk junk stock.
• Failure to follow client’s instructions to liquidate holdings instead of transferring the holdings in kind.

James Parrish, III Red Flags & Your Rights As An Investor

Of course, James Parrish, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Parrish, III at B. Riley Wealth Management on alert to review carefully the activity and performance of their accounts and question whether James Parrish, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To James Parrish, III

If you have questions about B. Riley Wealth Management and/or James Parrish, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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