DID James Sturdivant CAUSE YOU INVESTMENT LOSSES?
About James Sturdivant of Ameriprise Financial Services, LLC?
James Sturdivant (CRD #2624168) has a lengthy career in the financial services industry, currently registered with Ameriprise Financial Services, LLC in Salem, Oregon, since August 14, 2015. His registration spans 32 U.S. states and territories. Sturdivant has completed three principal/supervisory exams, two general industry/product exams, and two multi-state securities law exams. Previously, he was associated with JHS Capital Advisors, LLC and Paulson Investment Company, Inc., showcasing a career that spans over several firms and extensive experience in securities and investment advisory services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
James Sturdivant Customer Complaints and Reviews
James Sturdivant has one reported customer dispute:
- Pending Customer Dispute (Filed May 17, 2024): The dispute involves allegations of trading deviations from an agreed-upon plan, specifically concerning three stocks traded in January 2024. The alleged damages are reported at $20,345.35, and the complaint is currently pending without a resolution or settlement.
Allegations Against James Sturdivant
- Trading Deviations: The client alleges that Sturdivant executed trades that deviated from the investment plan agreed upon between the advisor and the client, specifically involving three stocks.
- Breach of Agreement: This accusation pertains to a breach of the agreed investment strategy, which presumably was set to align with the client’s investment goals and risk tolerance.
James Sturdivant Red Flags & Your Rights As An Investor
Of course, James Sturdivant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Sturdivant at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Sturdivant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To James Sturdivant
If you have questions about Ameriprise Financial Services, LLC and/or James Sturdivant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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