DID JAMES MICHAEL TURPIN CAUSE YOU INVESTMENT LOSSES?
James Turpin Formerly With USA Financial Securities Corporation was terminated on June 7, 2024, due to allegations of theft from a client account
Who is James Turpin formerly with USA Financial Securities Corporation?
James Turpin (CRD #5937001) who was formerly registered as a broker with USA Financial Securities Corporation and located in Haddonfield, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
James Turpin Employment History and Termination
James M. Turpin was registered with USA Financial Securities Corporation from January 2017 to June 2024. He also held prior registrations with United Planners’ Financial Services of America (2014–2016) and BCG Securities, Inc. (2012–2014).
During his career, Mr. Turpin passed two general industry/product exams and one multi-state securities law exam, as follows:
- General Industry/Product Exams:
- Securities Industry Essentials Examination (SIE) on October 1, 2018
- Investment Company Products/Variable Contracts Representative Exam (Series 6) on August 14, 2012
- State Securities Law Exam:
- Uniform Securities Agent State Law Examination (Series 63) on September 10, 2012
Mr. Turpin was discharged by USA Financial Securities Corporation on June 7, 2024. The termination was related to allegations of theft from a client account. While no specific financial products were implicated, this case underscores the importance of due diligence of financial professionals.
Negative Disclosures Summary
James M. Turpin has one reported disclosure related to employment termination:
- Employment Separation After Allegations
- Date: June 7, 2024
- Firm: USA Financial Securities Corporation
- Allegations: Accused of theft from a client account.
James Turpin Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of James Turpin is a red flag which should put all current and former customers of James Turpin at USA Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether James Turpin engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USA Financial Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At USA Financial Securities Corporation Due To James Turpin
If you have questions about USA Financial Securities Corporation and/or James Turpin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...