DID JAMES VAN PELT CAUSE YOU INVESTMENT LOSSES?
About James Van Pelt of Edward Jones?
James Van Pelt (CRD #7135647) has been employed by Edward Jones since August 12, 2019, where he serves as a Financial Advisor. He is currently registered with 4 Self-Regulatory Organizations (SROs) and holds licenses in 22 U.S. states and territories. Van Pelt has passed two General Industry/Product exams and one multi-State Securities Law exam. His prior work experience includes roles at Quicken Loans, Yelp, Inc., Sandhill’s Publishing Company, and an internship at Prairie Life Fitness Center. His registration with Edward Jones is current as of his initial registration date in 2019.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Philippus Van Staden Customer Complaints and Reviews
- Number of Disclosures: 10 Customer Disputes
- Settled Disputes:
- May 4, 2021: Claimants alleged failure to conduct due diligence on conservation easement investments and misrepresentation, leading to unsuitable investments. Settled for $150,000 on February 21, 2022.
- May 3, 2021: Claimants alleged misrepresentation and unsuitability of conservation easement investments. Settled for $90,000 on October 6, 2022.
- Pending Disputes:
- April 2, 2024: Allegations of breach of fiduciary duty, negligence, fraud, and violations of securities laws related to conservation easement investments. Claimed damages: $5,000,000.
- April 4, 2024: Allegations of violations of federal and state securities laws, fraud, and breach of fiduciary duty. Claimed damages: $235,000.
- April 10, 2024: Allegations of fraud, breach of fiduciary duty, and conspiracy regarding conservation easement investments. Claimed damages: $2,000,000.
- March 19, 2024: Allegations of unsuitability, negligence, and misrepresentation related to conservation easement investments. Claimed damages: $1,000,000.
- January 8, 2024: Allegations of unsuitability, breach of fiduciary duty, and misrepresentation regarding conservation easement investments and notes. Claimed damages: $650,000.
- October 27, 2023: Allegations of breach of fiduciary duty, violation of FINRA rules, and negligence related to private placement. Claimed damages: $1,000,000.
- May 2, 2023: Allegations of unsuitability, breach of fiduciary duty, and fraud related to conservation easement investments. Claimed damages: $700,000.
- August 24, 2022: Allegations of unsuitable recommendations and gross negligence related to private placement. Claimed damages: $700,000.
Allegations Against James Van Pelt
- Customer Dispute:
- Allegation: Misrepresentation of maturity dates on CDs.
- Dates of CDs: Purchased on November 7, 2022, July 6, 2023, and August 1, 2023.
- Date of Complaint: March 19, 2024.
- Outcome: Denied on April 18, 2024.
- Alleged Damages: $5,751.72.
James Van Pelt Red Flags & Your Rights As An Investor
Of course, James Van Pelt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Van Pelt at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether James Van Pelt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Edward Jones Due To James Van Pelt
If you have questions about Edward Jones and/or James Van Pelt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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