DID KARL JAMES WEIZENICKER CAUSE YOU INVESTMENT LOSSES?
About James Weizenicker Osaic Wealth, Inc.?
James Weizenicker (CRD #1777461) has been registered with Osaic Wealth, Inc. in Oak Creek, WI since January 2024, Weizenicker’s professional journey includes multiple affiliations, indicating possible instability or dissatisfaction. His resume lists associations with firms such as Woodbury Financial Services and LPL Financial LLC, covering a span of decades in various locations from New Jersey to Wisconsin. Despite having passed three general industry/product exams and two multi-state securities law exams, his career has been marred by a customer dispute.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
James Weizenicker Customer Complaints and Reviews
- Customer Dispute (1 Incident)
- Date Complaint Received: January 9, 2023
- Allegations: Misrepresentation of annuity products (both fixed and variable) by Weizenicker.
- Outcome: The complaint was denied on March 17, 2023. Although the firm made a good faith determination that the damages from the alleged conduct would exceed $5,000, the complaint was ultimately dismissed with no action against Weizenicker.
Allegations Against James Weizenicker
- Misrepresentation: Weizenicker has been accused of misrepresenting annuity products, a serious allegation that suggests a failure to adequately explain financial products to his clients. This incident casts a shadow over his ability to provide transparent and reliable financial advice.
James Weizenicker Red Flags & Your Rights As An Investor
Of course, James Weizenicker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Weizenicker at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Weizenicker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To James Weizenicker
If you have questions about Osaic Wealth, Inc. and/or James Weizenicker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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