DID JASON DONALD COMES CAUSE YOU INVESTMENT LOSSES?
Jason Comes Formerly With Cetera Advisor Networks LLC and LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Jason Comes Cetera Advisor Networks LLC?
Jason Comes (CRD #2220609) who was formerly registered with Cetera Advisor Networks LLC and located in Omaha, Nebraska, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks LLC, Jason Comes was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Jason Comes Customer Complaints
Jason Comes has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Jason Combs former employers and it appears that the customers to date, took no further action.
Allegations Against Jason Comes
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misinformation about rider related to annuity policy.
- Unsuitable annuity investment recommendation.
- Failure to follow client’s instruction relating to liquidation of accounts.
Jason Comes Red Flags & Your Rights As An Investor
Of course, Jason Comes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Comes at Cetera Advisor Networks LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Comes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Jason Comes
If you have questions about Cetera Advisor Networks LLC, LPL Financial LLC and/or Jason Comes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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