DID JASON MATTHEW NELSON CAUSE YOU INVESTMENT LOSSES?
About Jason Nelson of LPL Financial LLC?
Jason Nelson (CRD #3069330) has been actively involved in the financial services industry for over two decades, currently employed by LPL Financial LLC in Cincinnati, Ohio, since July 2023. He is registered in 21 U.S. states and territories, demonstrating a broad professional reach. Nelson has passed three general industry/product exams and one multi-state securities law exam. His prior affiliations include long stints at Coordinated Capital Securities, Inc., and earlier at Cambridge Investment Research, Inc., which reflects a stable and seasoned career path in financial advisory services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jason Nelson Customer Complaints and Reviews
The specific allegations against Jason Matthew Nelson include:
- Unauthorized Asset Transfers and Sales: Allegations claim that Nelson conducted unauthorized transactions in the customer’s estate, involving sales and transfers of equity listed securities without proper authorization, leading to significant financial discrepancies. The legal proceedings are aimed at addressing these issues and seeking compensatory damages for the alleged misconduct.
Allegations Against Jason Nelson
Customer Dispute (Pending): A pending arbitration case was initiated due to actions allegedly taken by Nelson under a power of attorney and later as per instructions from a trustee. This dispute revolves around unauthorized transfers and sales of assets between September 2022 and January 2023. The complaint, filed on April 8, 2024, claims damages estimated at $900,000 and is currently under arbitration with FINRA (Case #24-00715).
Jason Nelson Red Flags & Your Rights As An Investor
Of course, Jason Nelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Nelson at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Nelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jason Nelson
If you have questions about LPL Financial LLC and/or Jason Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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