DID JASON DOUGLAS SMITH CAUSE YOU INVESTMENT LOSSES?
About Jason Smith of Osaic Wealth, Inc.?
Jason Smith (CRD #6151353) has extensive experience in the securities industry. He is currently registered with Osaic Wealth, Inc. since January 19, 2024. Smith has passed a total of 4 industry exams: 1 principal/supervisory exam, 2 general industry/product exams, and 1 multi-state securities law exam. He holds licenses in 10 U.S. states and territories and is registered with FINRA. Previously, he was associated with Woodbury Financial Services, Inc. from June 2013 to January 2024.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jason Smith Customer Complaints and Reviews
Jason Douglas Smith has 1 customer dispute disclosed in his BrokerCheck report, which is currently pending.
- Customer Dispute (Pending)
- Date Complaint Received: March 18, 2024
- Allegations: The claimant alleges an unsuitable recommendation and sale of an alternative investment.
- Product Type: Real Estate Security
- Alleged Damages: $75,000
- Outcome: The dispute is pending, with no settlement amount specified.
Allegations Against Jason Smith
- Customer Dispute (Pending)
- Allegation: The customer claims that the broker made an unsuitable recommendation and sale of a real estate security.
- Details: The dispute involves a claim for $75,000 related to an alternative investment. The case is currently under arbitration with FINRA.
Jason Smith Red Flags & Your Rights As An Investor
Of course, Jason Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Smith at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Jason Smith
If you have questions about Osaic Wealth, Inc. and/or Jason Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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