DID JAY ALAN GOLDBERG CAUSE YOU INVESTMENT LOSSES?

Jay Goldberg Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Jay Goldberg of Equitable Advisors, LLC?

Jay Goldberg (CRD #1434918) who is currently registered with Equitable Advisors, LLC and located in Woodbridge, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Equitable Advisors, LLC, Jay Goldberg was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jay Goldberg Customer Complaints

Jay Goldberg has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Jay Goldenberg’s employer and, to date, the customers have not taken any further action.

Allegations Against Jay Goldberg

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Failure to disclose material facts related to an investment in a life insurance policy.
• Unsuitable investment recommendation of a variable annuity.

Jay Goldberg Red Flags & Your Rights As An Investor

Of course, Jay Goldberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Goldberg at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Jay Goldberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Jay Goldberg

If you have questions about Equitable Advisors, LLC and/or Jay Goldberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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