DID JEFFREY GANT RAGLAND CAUSE YOU INVESTMENT LOSSES?
Jeffrey Ragland Formerly With Fidelity Brokerage Services LLC fired following allegations that he documented planning interactions without confirming the accuracy of the information with clients.
Who is Jeffrey Ragland formerly with Fidelity Brokerage Services LLC?
Jeffrey Ragland (CRD #4763590) who was formerly registered as a broker with Fidelity Brokerage Services LLC and located in Westlake, Texas, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jeffrey Ragland Employment History and Termination
Jeffrey G. Ragland began his securities career in 2004 with Fidelity Brokerage Services LLC, where he remained until May 2024. His experience includes a significant period in advisory roles, specializing in client relationship management and financial planning. His extensive career highlights his long-standing industry involvement.
Throughout his tenure, Ragland passed two general industry/product exams and two multi-state securities law exams.
On May 10, 2024, Fidelity Brokerage Services LLC terminated Ragland, following allegations that Ragland documented planning interactions and input data into planning tools without conducting conversations with clients or verifying the accuracy of the information.
Disclosure
- Termination May 10, 2024
- Firm: Fidelity Brokerage Services LLC
- Allegation: Terminated for allegedly recording planning interactions and entering data into tools without conducting client conversations or confirming accuracy. The incident did not involve any specific product transactions or customer complaints but was related to Fidelity’s internal policies.
Jeffrey Ragland Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jeffrey Ragland is a red flag which should put all current and former customers of Jeffrey Ragland at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Ragland engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Jeffrey Ragland
If you have questions about Fidelity Brokerage Services LLC and/or Jeffrey Ragland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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