DID JEFFREY GUY WEDGEWORTH CAUSE YOU INVESTMENT LOSSES?
Jeffrey Wedgeworth Of NYLife Securities LLC And Formerly With Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Jeffrey Wedgeworth NYLife Securities LLC?
Jeffrey Wedgeworth (CRD #5100786) has been registered with NYLIFE Securities LLC in Wall, NJ, since only December 2023. His professional history includes prior associations with notable firms like Equitable Advisors and Edward Jones, indicating a significant footprint in the financial services industry. Despite passing two general industry/product exams and two multi-state securities law exams, his career is overshadowed by multiple customer disputes and a judgment/lien, suggesting a pattern of questionable financial practices.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jeffrey Wedgeworth Customer Complaints and Reviews
- Customer Dispute 1 (Resolved)
- Date Received: January 17, 2023
- Allegations: Misrepresentation of benefits associated with a variable annuity sold in 2018.
- Outcome: Denied by the firm on June 5, 2023, with no specific damages listed by the client.
- Customer Dispute 2 (Resolved)
- Date Received: April 18, 2016
- Allegations: Misrepresentation in the purchase of an annuity in 2014 concerning the client’s mother.
- Outcome: Denied by the firm on May 2, 2016, again with no specific damages listed.
Allegations Against Jeffrey Wedgeworth
- Misrepresentation: Wedgeworth has faced allegations related to misrepresenting the benefits and suitability of financial products, specifically variable annuities, which raises serious concerns about his transparency and integrity in dealing with clients.
- Financial Mismanagement: The presence of a significant tax lien ($28,594.42 filed on September 25, 2019, by the IRS) suggests potential issues with personal financial management tarnishing his professional reputation.
Jeffrey Wedgeworth Red Flags & Your Rights As An Investor
Of course, Jeffrey Wedgeworth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Wedgeworth at NYLife Securities LLCon alert to review carefully the activity and performance of their accounts and question whether Jeffrey Wedgeworth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Jeffrey Wedgeworth
If you have questions about NYLife Securities LLC and/or Jeffrey Wedgeworth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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