DID JENNA KANG CAUSE YOU INVESTMENT LOSSES?
Jenna Kang Formerly With AXA Advisors, LLC Has 9 Customer Complaints For Alleged Broker Misconduct
Who is Jenna Kang formerly with AXA Advisors, LLC?
Jenna Kang (CRD #6334679) who was formerly registered with AXA Advisors, LLC and located in Los Angeles, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to AXA Advisors, LLC, Jenna Kang was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jenna Kang has had her own regulatory problems. In 2020, Jenna Kang consented to the sanction into the entry of findings that she refused to produce information and documents requested by FINRA in connection with one of its investigations about whether she had signed customer signatures on her member firms documents. As a result, Jenna Kang was permanently barred from any further association with any FINRA member firm in the future in any capacity.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jenna Kang Customer Complaints
Jenna Kang has been the subject of 9 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Jenna Kang’s former employers in favor of the investors. One customer complaint was denied by Equitable Advisors and to date, the customer is not taking any further action.
Allegations Against Jenna Kang
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Forgery of multiple clients’ signatures on account application.
- Opening of retirement account without clients permission.
- Failure to disclose all material facts in connection with the opening of a retirement account.
Jenna Kang Red Flags & Your Rights As An Investor
Of course, Jenna Kang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jenna Kang at AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Jenna Kang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At AXA Advisors, LLC Due To Jenna Kang
If you have questions about AXA Advisors, LLC and/or Jenna Kang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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