DID JENNIFER LYNN BRETON CAUSE YOU INVESTMENT LOSSES?
About Jennifer Breton of Valmark Securities, Inc.?
Jennifer Breton (CRD #2802956) is a securities broker and investment adviser with extensive professional experience spanning over two decades. She is currently employed by Valmark Advisers, Inc. as an investment adviser and Valmark Securities, Inc. as a registered broker in Falmouth, Maine. She previously worked with Commonwealth Financial Network, Park Avenue Securities LLC, and Guardian Investor Services Corporation between 1996 and 2007. Ms. Breton is registered with 1 self-regulatory organization (FINRA) and holds licenses in 16 U.S. states and territories. She has passed four professional exams, including two general industry/product exams and two multi-state securities law exams. She has not passed any principal or supervisory exams.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jennifer Breton Customer Complaints and Reviews
Ms. Breton has one reported disclosure event:
- Customer Dispute filed March 5, 2024:
- Complaint: A client alleged being misled about the monthly payment amount for a Single Premium Immediate Annuity (SPIA) due to a paperwork delay. They claimed dissatisfaction with the lower-than-expected payment and sought the originally quoted amount.
- Settlement Details: The case was settled on March 29, 2024, for $45,166, with Ms. Breton contributing $25,000 to the settlement.
- Outcome: The firm acknowledged the operational error and revised internal processes to prevent recurrence.
Allegations Against Jennifer Breton
- The customer dispute involving centers on allegations of misrepresentation concerning the impact of delayed paperwork on the terms of a fixed annuity product. The client claimed that the delay caused a financial discrepancy between the expected and actual monthly payments.
- The broker’s firm admitted to the operational error and subsequently took measures to honor the client’s original terms by improving internal workflows.
- The $45,166 settlement highlights the financial impact of the resolution, with Ms. Breton personally contributing a significant portion of the settlement.
Jennifer Breton Red Flags & Your Rights As An Investor
Of course, Jennifer Breton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Breton at Valmark Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jennifer Breton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valmark Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Valmark Securities, Inc. Due To Jennifer Breton
If you have questions about Valmark Securities, Inc. and/or Jennifer Breton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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