DID JENNIFER KIM CAUSE YOU INVESTMENT LOSSES?
Jennifer Kim Of SEIA Has A Customer Complaint For Alleged Broker Misconduct
Who is Jennifer Kim of SEIA?
Jennifer Kim (CRD #2322771) who is currently registered with SEIA and located in Los Angeles, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to SEIA, Jennifer Kim was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jennifer Kim Customer Complaint
Jennifer Kim has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions. The customer dispute was settled by Royal Alliance Associates for the full amount demanded by investor.
Jennifer Kim Red Flags & Your Rights As An Investor
Of course, Jennifer Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Kim at SEIA on alert to review carefully the activity and performance of their accounts and question whether Jennifer Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SEIA also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At SEIA Due To Jennifer Kim
If you have questions about SEIA and/or Jennifer Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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