DID JEROME ANTHONY MESSANA CAUSE YOU INVESTMENT LOSSES?
Jerome Messana Of Aegis Capital Corp. And Formerly With Dawson James Securities, Inc. Has 10 Customer Complaints For Alleged Broker Misconduct
Who is Jerome Messana of Aegis Capital Corp?
Jerome Messana (CRD #712315) who is currently registered as a broker with Aegis Capital Corp and located in Manasquan New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital Corp, Jerome Messana was associated with Dawson James Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jerome Messana Customer Complaints
Jerome Messana has been the subject of 10 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into an American Arbitration Association arbitration proceeding in an arbitration award in favor of the customer. The other 9 customer complaints were settled by Jerome Messana’s current and former employers for his alleged misconduct in favor of the investors.
Allegations Against Jerome Messana
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable use of margin, unauthorized trading, and excessive trading.
- Churning, unsuitable investments, fraud, violation of New York Gen. Business Laws, and negligence.
- Failure to conduct proper due diligence prior to recommendation of investment.
- Misrepresentation and omission of material facts related to private placement investment.
- Unsuitable recommendation of private placement investment.
- Unsuitable recommendation to elderly customers to invest in limited partnerships.
- Fraud and unsuitable recommendations related to energy income limited partnerships.
- Unauthorized trading, churning, suitability, and account related breach of contract claims.
Jerome Messana Red Flags & Your Rights As An Investor
Of course, Jerome Messana did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerome Messana at Aegis Capital Corp and Dawson James Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jerome Messana has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp and Dawson James Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Aegis Capital Corp Due To Jerome Messana
If you have questions about Aegis Capital Corp, Dawson James Securities, Inc. and/or Jerome Messana and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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