DID JERRY DALE KIEFER CAUSE YOU INVESTMENT LOSSES?
Jerry Kiefer Of Equitable Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
About Jerry Kiefer of Equitable Advisors, LLC?
Jerry Kiefer (CRD #2271043) is a broker currently registered with Equitable Advisors, LLC in Edmond, OK, where he has been employed since June 2, 2006. He is licensed in 12 U.S. states and territories and is registered with one Self-Regulatory Organization (SRO). Jerry has passed two general industry/product exams and two multi-state securities law exams. Over his career, Jerry has been associated with multiple firms, including Phillips Capital Advisors, Inc., T.S. Phillips Investments, Inc., and The Wilson Williams Financial Group.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jerry Kiefer Customer Complaints and Reviews
Jerry D. Kiefer has been involved in three customer disputes:
- Settled Dispute: A plaintiff alleged misrepresentation concerning the terms of a policy sold by Jerry, involving flexibility in changing premiums and death benefits, which led to a settlement of $165,000 in March 2014.
- Denied Dispute: In January 2024, a customer complaint alleged misrepresentation of investments by Jerry. The firm reviewed the complaint and found no basis for it, leading to the complaint being denied in February 2024.
- Pending Dispute: As of March 2024, there is an ongoing complaint alleging that Jerry recommended unsuitable alternative investments, specifically in real estate securities, claiming damages of $99,000. The matter is currently under arbitration.
Allegations Against Jerry Kiefer
- Misrepresentation: In settled disputes, Jerry has been accused of misrepresenting terms related to insurance policies, particularly around the flexibility of policy terms.
- Unsuitable Recommendations: In ongoing disputes, Jerry is accused of recommending investments that were unsuitable for the clients’ financial goals and risk tolerance, particularly concerning alternative investments in real estate securities.
- Failure to Provide Accurate Information: One of the key allegations involved Jerry’s supposed failure to fully disclose or accurately represent the conditions and terms of the financial products he advised on.
Brian Kennedy Red Flags & Your Rights As An Investor
Of course, Jerry Kiefer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Kiefer at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Jerry Kiefer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Jerry Kiefer
If you have questions about Equitable Advisors, LLC and/or Jerry Kiefer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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