DID JOE DAVID FRANKLIN CAUSE YOU INVESTMENT LOSSES?
Joe Franklin Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Joe Franklin formerly with LPL Financial LLC?
Joe Franklin (CRD #2673133) who was formerly registered with LPL Financial LLC and located in Hixson, Tennessee, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Joe Franklin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Joe Franklin Customer Complaints
Joe Franklin has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by LPL Financial in favor of the investor. The other 2 customer complaints were denied in the customers took no further action.
Allegations Against Joe Franklin
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation and unsuitable recommendation of business development company and REIT investments.
- Misrepresentation in connection with the purchase of Puerto Rico municipal bonds.
- Failure to protect client against loss in his portfolio.
Joe Franklin Red Flags & Your Rights As An Investor
Of course, Joe Franklin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Franklin at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joe Franklin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Joe Franklin
If you have questions about LPL Financial LLC and/or Joe Franklin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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