DID JOE JIANKANG ZHENG CAUSE YOU INVESTMENT LOSSES?
About Joe Zheng of J.K. Financial Services, Inc.?
Joe Zheng (CRD #2318835) is currently registered with J.K. Financial Services, Inc., where he has served as President since July 12, 2000. Zheng is registered with one self-regulatory organization (FINRA) and holds licenses in three U.S. states, including California, Texas, and Washington. Additionally, he has been active in the financial services industry for over three decades, starting his career with firms like Midwest Discount Brokers and Montano Securities. He has completed five principal/supervisory exams, three general industry/product exams, and one multi-state securities law exam, such as the Series 24 General Securities Principal Examination (1995) and the Series 27 Financial and Operations Principal Examination (2000).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Joe Zheng Customer Complaints and Reviews
Zheng has one pending customer dispute.
- Customer Dispute Filed: August 5, 2024
- Complaint: The claimant contends that Zheng’s investment recommendations conflicted with her investment profile and objectives. She alleges mismanagement and seeks compensation for losses associated with the account’s handling.
- Product Type: Equity (Common & Preferred Stock), Mutual Funds, Options
- Claimed Damages: $1,935,000
- Status: Pending; the case is under FINRA Arbitration with case number 24-01679.
Allegations Against Joe Zheng
- Allegations: The claimant argues that Zheng recommended investments inconsistent with her risk tolerance and investment objectives.
- Financial Impact: The claimant cites losses from investments in stocks, mutual funds, and options that allegedly did not align with her stated investment profile.
- Current Status: The dispute remains unresolved, with arbitration pending before FINRA Dispute Resolution Services.
Joe Zheng Red Flags & Your Rights As An Investor
Of course, Joe Zheng did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Zheng at J.K. Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joe Zheng has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.K. Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.K. Financial Services, Inc. Due To Joe Zheng
If you have questions about J.K. Financial Services, Inc. and/or Joe Zheng and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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