DID John Leo Chiappetta CAUSE YOU INVESTMENT LOSSES?
About John Chiappetta of Cetera Investment Networks LLC?
John Chiappetta (CRD #4684789) is currently registered with Cetera Investment Advisers LLC and Cetera Advisor Networks LLC in Kenosha, Wisconsin. He has been with Cetera since February 2022 and has transitioned through various firms over his career, including Cambridge Investment Research Advisors, Inc., and Ausdal Financial Partners, Inc. Chiappetta is licensed in 19 U.S. states and territories, reflecting a broad regulatory compliance footprint. He has passed two general industry/product exams and one multi-state securities law exam. His professional trajectory indicates extensive experience across several financial advising capacities and regulatory environments.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Chiappetta Customer Complaints and Reviews
John Chiappetta has one reported customer dispute, which was resolved without action:
- Customer Dispute: This dispute involved allegations that Chiappetta sold a stock position without the client’s knowledge or approval. The dispute was received on April 8, 2024, and was denied on May 2, 2024. Despite the client’s claim, no specific damage amount was alleged, and the firm was unable to confirm damages exceeding $5,000.
Allegations Against John Chiappetta
- Allegations: In the customer dispute, Chiappetta was accused of unauthorized selling of a stock position. The product type involved was equity listed (common and preferred stock). The client did not specify damage amounts, and the case was resolved with no action taken against Chiappetta, reflecting a firm’s investigation outcome that likely found insufficient evidence to support the allegations.
John Chiappetta Red Flags & Your Rights As An Investor
Of course, John Chiappetta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Chiappetta at Cetera Investment Networks LLC on alert to review carefully the activity and performance of their accounts and question whether John Chiappetta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Investment Networks LLC Due To John Chiappetta
If you have questions about Cetera Investment Networks LLC and/or John Chiappetta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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