DID JOHN PAGE COLLINS CAUSE YOU INVESTMENT LOSSES?
John Collins Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About John Collins of LPL Financial LLC?
John Collins (CRD #2293730) is an experienced broker currently employed by IFG Advisory, LLC and LPL Financial LLC in Goldsboro, North Carolina, since 2014 and 2003, respectively. Collins has a well-documented career in the financial services industry, having been registered previously with firms such as Wachovia Securities, LLC. He is registered with one self-regulatory organization and licensed in five U.S. states. Collins has passed a Principal/Supervisory Exam, three General Industry/Product Exams, and two Multi-State Securities Law Exams, underscoring his comprehensive qualifications in the field.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Collins Customer Complaints and Reviews
John P. Collins has encountered several disclosure events throughout his career:
- Customer Dispute (Closed No Action/Withdrawn/Dismissed/ Denied): A dispute lodged in September 2003 by a client in South Carolina was denied by the firm. The client alleged that the advisor took risks contrary to their conservative investment profile with their annuity investment. The complaint was closed with no action against Collins, affirming that the investment was consistent with the client’s objectives.
- Customer Dispute (Pending): Currently, there is a pending dispute filed on May 2, 2024, where a client alleges that an investment made in 2014 in a real estate security was unsuitable given their investment objectives and risk tolerance. This case is still under review, with the damage alleged to be over $5,000.
Allegations Against John Collins
- Allegations in Closed Customer Dispute: The client alleged risky management of their annuity investment that contradicted their conservative investment profile. They also raised concerns about the performance and possible unethical swapping of investment gains between portfolios.
- Allegations in Pending Customer Dispute: The client alleges that the recommendation to invest in real estate security in 2014 was unsuitable based on their financial objectives and risk tolerance. The claim asserts that the investment did not perform as expected, suggesting potential misjudgments or misrepresentations in the suitability of the investment.
John Collins Red Flags & Your Rights As An Investor
Of course, John Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Collins at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether John Collins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To John Collins
If you have questions about LPL Financial LLC and/or John Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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