DID JOHN DALEY CAUSE YOU INVESTMENT LOSSES?
John Daley Of Lincoln Financial Advisors Corp. Has One Customer Complaint For Alleged Broker Misconduct
Who is John Daley of Lincoln Financial Advisors Corp.?
John Daley (CRD #2282750) who is currently registered with Lincoln Financial Advisors Corp. and located in McDonald, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.
John Daley has also been the subject of Van investigation by the Commonwealth of Pennsylvania for allegedly misrepresenting the terms and conditions of insurance policies, failing to provide clients with written disclosure of the terms and conditions of their policies and/or failure to adequately disclose the basic cost information about the product being sold. The matter was settled by consent to a cease-and-desist order and monetary fine.
John Daley Customer Complaint
John Daley has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the clients alleged that John Daley misrepresented the variable annuity products he sold and they were poor recommendations for their needs. John Daley’s customer complaint was denied and, to date, the customers have not taken any further action.
John Daley Red Flags & Your Rights As An Investor
Of course, John Daley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Daley at Lincoln Financial Advisors Corp. on alert to review carefully the activity and performance of their accounts and question whether John Daley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corp. Due To John Daley
If you have questions about Lincoln Financial Advisors Corp. and/or John Daley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.