DID JOHN C KAUZLARICH CAUSE YOU INVESTMENT LOSSES?
About John Kauzlarich of Park Avenue Securities LLC?
John Kauzlarich (CRD #5096866) is a seasoned broker currently affiliated with Park Avenue Securities LLC in Overland Park, Kansas, since 2008. He has a diverse registration history across 15 U.S. states and territories. Over the course of his career, Kauzlarich has successfully completed two general industry/product exams (Series 6 and SIE) and two multi-state securities law exams (Series 63 and 65). His broad registration scope and successful completion of key industry exams underscore his extensive qualifications within the securities field.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Kauzlarich Customer Complaints and Reviews
John Kauzlarich’s professional record includes several notable disclosures:
- Customer Dispute (1 incident): In March 2022, a customer alleged misinformation regarding the ability to move investments to cash due to a collateralized line of credit and claimed that a request to switch to a more conservative risk model was not processed. The dispute is ongoing with alleged damages reported at $462,000.
- Termination (1 incident): He was permitted to resign from Northwestern Mutual in April 2008 after admitting to applying with false information due to an oversight.
Allegations Against John Kauzlarich
The specific allegations and accusations involving John Kauzlarich include:
- Customer Complaint: Claims of inaccurate information provided regarding investment movements and unprocessed changes to a risk model, potentially affecting the customer’s financial strategy.
- Termination Related: Admitted to submitting false information on an insurance application, described as an oversight exacerbated by a busy schedule, leading to his resignation under advice to mitigate the issue.
John Kauzlarich Red Flags & Your Rights As An Investor
Of course, John Kauzlarich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Kauzlarich at Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether John Kauzlarich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To John Kauzlarich
If you have questions about Park Avenue Securities LLC and/or John Kauzlarich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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