DID JOHN DEVLIN MANN CAUSE YOU INVESTMENT LOSSES?
John Mann Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct
About John Mann of Oppenheimer & Co. Inc.?
John Mann (CRD #6715021) based in Newport Beach, CA, has been registered with one firm, Oppenheimer & Co. Inc., since December 2016. His professional credentials include passing two general industry/product exams and one multi-state securities law exam. Mann’s registration spans 29 U.S. states and territories, yet he has not pursued any principal/supervisory exams, which might question his ability to undertake higher-level responsibilities or complex financial advisory roles.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Mann Customer Complaint and Reviews
John Mann’s professional record includes a significant customer dispute:
- Incident: A customer alleged that Mann failed to follow instructions to close out an options position, which was opened on January 27, 2023, and improperly closed on February 6, 2024.
- Claimed Damages: The client claimed damages amounting to $90,000.
- Outcome: The complaint was denied on February 22, 2024, with no action taken against Mann, which might leave potential clients questioning the robustness of compliance and oversight at his current firm.
Allegations Against John Mann
- Allegation: Negligence in following client instructions regarding the management of an options position.
- Financial Impact: Client claimed substantial financial harm of $90,000 due to the alleged oversight.
- Result: The complaint was denied.
John Mann Red Flags & Your Rights As An Investor
Of course, John Mann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Mann at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether John Mann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To John Mann
If you have questions about Oppenheimer & Co. Inc. and/or John Mann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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