DID JOHN POLEMIS CAUSE YOU INVESTMENT LOSSES?
John Polemis Formerly With Stirlingshire Investments was terminated on August 19, 2024, due to concerns over an undisclosed loan from a customer with no transfers identified
Who is John Polemis formerly with Stirlingshire Investments?
John Polemis (CRD #4270012) who was formerly registered as a broker with Stirlingshire Investments and located in New York City, New York, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Polemis Customer Complaints and Reviews
John Polemis has worked for several firms over his career, including Stirlingshire Investments in New York City from March 2024 to September 2024, Park Avenue Securities LLC in San Diego from April 2022 to March 2024, and NYLIFE Securities LLC from May 2001 to September 2010. He has passed three general industry/product exams: the General Securities Representative Examination, the Securities Industry Essentials (SIE) Examination, and the Investment Company Products/Variable Contracts Representative Examination (Series 6). Additionally, he passed two multi-state securities law exams: the Uniform Combined State Law Examination and the Uniform Securities Agent State Law Examination .
Allegations Against John Polemis
John Polemis has several disclosure events listed in his FINRA report. These include two customer disputes: one filed in June 2008 alleging unauthorized transactions, which was settled for $750, and another in September 2004 involving allegations of forgery on a medical release form, which was closed without action. Additionally, in August 2024,
Termination: Polemis was discharged from Stirlingshire Investments after the firm raised concerns over an undisclosed loan from a customer and the connection of his personal bank account with the customer’s brokerage account, though no transfers were identified.
John Polemis Red Flags & Your Rights As An Investor
Of course, John Polemis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of John Polemis at Stirlingshire Investmentson alert to review carefully the activity and performance of their accounts and question whether John Polemishas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stirlingshire Investmentsalso raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Stirlingshire Investments Due To John Polemis
If you have questions about Stirlingshire Investments and/or John Polemis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...