DID JOHN EMMANUEL SIMONE SR CAUSE YOU INVESTMENT LOSSES?
John Simone, Sr. Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is John Simone, Sr. of LPL Financial LLC?
John Simone, Sr. (CRD #2682073) who is currently registered with LPL Financial LLC and located in Horsham, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, John Simone, Sr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Simone, Sr. Customer Complaints
John Simone, Sr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by LPL Financial and Princor Financial Services Corporation. To date, the customers have not taken any further action with respect to those complaints.
Allegations Against John Simone, Sr.
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to fully explain annuity investment.
- Unsuitable recommendations of common and preferred stocks and a business development company.
John Simone, Sr. Red Flags & Your Rights As An Investor
Of course, John Simone, Sr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Simone, Sr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether John Simone, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To John Simone, Sr.
If you have questions about LPL Financial LLC and/or John Simone, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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