DID JOHN DAVID STUBBS CAUSE YOU INVESTMENT LOSSES?
John Stubbs Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is John Stubbs formerly with LPL Financial LLC?
John Stubbs (CRD #1079923) who was formerly registered with LPL Financial LLC and located in Smithfield, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, John Stubbs was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Stubbs Customer Complaints
John Stubbs has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer disputes were settled in favor of the investors.
Allegations Against John Stubbs
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendation of an advisory accounts.
- Failure to disclose liquidation expenses related to mutual fund investments.
John Stubbs Red Flags & Your Rights As An Investor
Of course, John Stubbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Stubbs at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether John Stubbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To John Stubbs
If you have questions about LPL Financial LLC and/or John Stubbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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