DID JONATHAN ROBERT HARVEY CAUSE YOU INVESTMENT LOSSES?
Jonathan Harvey Of Janney Montgomery Scott LLC Has 2 Customer Complaints For Alleged Broker Misconduct.
About Jonathan Harvey of Janney Montgomery Scott LLC?
Jonathan Harvey (CRD #4558464) , located in Doylestown, Pennsylvania, is an experienced broker with a career spanning over two decades. He has been employed with Janney Montgomery Scott LLC as an investment adviser and registered broker since August 2002, currently serving as an Assistant Branch Office Manager in Doylestown, Pennsylvania. Harvey is licensed with three self-regulatory organizations (SROs) and has passed two principal/supervisory exams, two general industry/product exams, and one multi-state securities law exam, including the Series 10 and Series 66 exams. He holds licenses in three states: Pennsylvania, New Jersey, and Colorado.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jonathan Harvey Customer Complaints and Reviews
Two Customer Disputes were noted on Mr. Harvey’s record:
- Customer Dispute 1
- Date Received: October 14, 2009
- Complaint: A customer claimed Harvey failed to provide suitable investment and tax advice regarding premature IRA distributions.
- Outcome March 9, 2010: Settled for $9,000 with no financial contribution from broker.
- Customer Dispute 2
- Date Received: February 27, 2024
- Complaint: Claimants alleged that their accounts held unsuitable long-term fixed-income products
- Alleged Damages: $499,000.
- Status: Pending under FINRA Resolution Case No. 24-00440.
Allegations Against Jonathan Harvey
Customer Complaints:
- The settled 2009 complaint alleged a lack of suitable advice regarding IRA distributions. The dispute was resolved through settlement by Janney Montgomery Scott LLC.
- The 2024 pending dispute involves claims of unsuitable fixed-income investments. The case is currently unresolved and may impact his record depending on the outcome.
Jonathan Harvey Red Flags & Your Rights As An Investor
Of course, Jonathan Harvey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Harvey at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Jonathan Harvey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Jonathan Harvey
If you have questions about Janney Montgomery Scott LLC and/or Jonathan Harvey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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