DID JONATHAN TODD PYNE CAUSE YOU INVESTMENT LOSSES?
Jonathan Pyne Of Berthel, Fisher & Company Financial Services, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct
Who is Jonathan Pyne of Berthel, Fisher & Company Financial Services, Inc.?
Jonathan Pyne (CRD #2580510) who is currently registered with Berthel, Fisher & Company Financial Services, Inc. and located in Plymouth, Minnesota, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Berthel, Fisher & Company Financial Services, Inc., Jonathan Pyne was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jonathan Pyne Customer Complaints
Jonathan Pyne has been the subject of 8 customer complaints that we know about to recover investment losses. Six of the customer complaints have been settled by Jonathan Pyne’s employer Berthel Fisher and Co. Financial Services in favor of the investors. The brokerage firm denied the other 2 complaints and to date, the customers have not taken any further action.
Allegations Against Jonathan Pyne
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendations of REITs.
- Misrepresentation and unsuitable recommendations of oil and gas limited partnership interests, REITs, and business development company investments.
- Breach of fiduciary duty and management of accounts.
- Misrepresentation of oil and gas and read investments.
- Unsuitable recommendation of oil and gas partnership investment.
- Misrepresentation of equipment leasing investment.
- Misleading statements with regard to illiquid investments.
- Misrepresentation of the equipment leasing investment.
Jonathan Pyne Red Flags & Your Rights As An Investor
Of course, Jonathan Pyne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Pyne at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Pyne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To Jonathan Pyne
If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or Jonathan Pyne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...