DID JONGSIK KIM CAUSE YOU INVESTMENT LOSSES?
Jongsik Kim Of MML Investors Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Jongsik Kim of MML Investors Services, LLC?
Jongsik Kim (CRD #1617686) who is currently registered with MML Investors Services, LLC and located in Los Angeles, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Jongsik Kim was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jongsik Kim Customer Complaints
Jongsik Kim has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints have been settled by NYLIFE in favor of the customers. The other 2 customer complaints against MML Investors Services remained pending in California state courts.
Allegations Against Jongsik Kim
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Conversion and misappropriation of client’s funds by way of forgery.
- Unapproved investment in private securities transaction.
- Unsuitable recommendation of pre-public stock offering in Satcom Media Group.
Jongsik Kim Red Flags & Your Rights As An Investor
Of course, Jongsik Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jongsik Kim at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jongsik Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Jongsik Kim
If you have questions aboutMML Investors Services, LLC and/or Jongsik Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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