DID JONNA DORIS KELLER CAUSE YOU INVESTMENT LOSSES?
Jonna Keller Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Jonna Keller of Osaic Wealth, Inc.?
Jonna Keller (CRD #1983864) who is currently registered as a broker and investment adviser with Osaic Wealth, Inc. and located in Sarasota, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Osaic Wealth, Inc., Jonna Keller was associated with Sagepoint Financial, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jonna Keller Customer Complaints
Jonna Keller has been the subject of 2 customer complaints that we know about seeking to recover investment losses. 1st Security Investments settled 1 of the customer complaints in favor of the investor. There is currently one FINRA arbitration proceeding filed against Sigma Financial Corporation for Jonna Keller’s alleged misconduct that is still pending.
Allegations Against Jonna Keller
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation, and negligence.
- Annuity policy was misrepresented as having a 6% guarantee. Instead of the 4% which they received.
Jonna Keller Red Flags & Your Rights As An Investor
Of course, Jonna Keller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonna Keller at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonna Keller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Jonna Keller
If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Jonna Keller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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