DID GIAN CARLO PIOVANETTI CAUSE YOU INVESTMENT LOSSES?
Gian Piovanetti Formerly With Popular Securities, LLC was terminated on July 23, 2024, following an internal review involving allegations of unauthorized transactions and fund disbursements for personal benefit without proper approvals.
Who is Gian Piovanetti formerly with Popular Securities, LLC?
Gian Piovanetti (CRD #5366726) who was formerly registered as a broker with Popular Securities, LLC and located in San Juan, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Gian Piovanetti Employment History
Gian Carlo Piovanetti was registered with Popular Securities, LLC in San Juan, Puerto Rico, from May 2014 to August 2024. During his career, he passed a total of six exams, including one principal/supervisory exam: the General Securities Principal Examination (Series 24) on December 22, 2018. He also passed four general industry/product exams: the General Securities Representative Examination (Series 7) twice, on January 2, 2023, and May 17, 2012; the Investment Banking Registered Representative Examination (Series 79) on December 21, 2021; and the Securities Industry Essentials Examination (SIE) on October 1, 2018. Additionally, he passed one multi-state securities law exam: the Uniform Combined State Law Examination (Series 66) on June 9, 2017.
Piovanetti’s employment history includes roles as an Investment Banking Supervisor and Analyst at Popular Securities, LLC. His registration ended in July 2024 after he was discharged following an internal review involving allegations of unauthorized transactions and fund disbursements for personal benefit without proper approvals. The review also highlighted policy violations, including the use of personal email for business matters and potentially false statements made during interviews. Currently, he is not registered with any brokerage firm.
Gian Piovanetti Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Gian Piovanetti is a red flag which should put all current and former customers of Gian Piovanetti at Popular Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Gian Piovanetti engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Popular Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Popular Securities, LLC Due To Gian Piovanetti
If you have questions about Popular Securities, LLCand/or Gian Piovanetti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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