DID JOSEPH ROBERT BATTAGLIA JR. CAUSE YOU INVESTMENT LOSSES?
Joseph Battaglia, Jr Formerly With Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct
Who is Joseph Battaglia, Jr. Formerly With Vanguard Marketing Corporation?
Joseph Battaglia, Jr. (CRD #6259654) who was formerly registered with Vanguard Marketing Corporation and located in Charlotte, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vanguard Marketing Corporation, Joseph Battaglia, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Joseph Battaglia, Jr. Customer Complaint
Joseph Battaglia, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to transfer his managed account funds into the money market. The customer complaint was denied by the Vanguard group and, to date, the customer is not taking any further action.
Joseph Battaglia, Jr Red Flags & Your Rights As An Investor
Of course, Joseph Battaglia, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Battaglia, Jr. at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Joseph Battaglia, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Joseph Battaglia, Jr.
If you have questions about Vanguard Marketing Corporation and/or Joseph Battaglia, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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