DID JOSEPH MICHAEL CANNON CAUSE YOU INVESTMENT LOSSES?
Joseph Cannon Formerly With Northwestern Mutual Investment Services, LLC was terminated on January 12, 2024, following an internal review for questionable transactions related to both his personal and client investment accounts.
Who is Joseph Cannon formerly with Northwestern Mutual Investment Services, LLC?
Joseph Cannon (CRD #6341199) who was formerly registered as a broker with Northwestern Mutual Investment Services, LLC and located in Chicago, Illinois, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Joseph Cannon Employment History
- Joseph Michael Cannon passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018 and the Investment Company Products/Variable Contracts Representative Examination (Series 6) in April 2016. Additionally, he passed the Uniform Securities Agent State Law Examination (Series 63) in March 2016. He has not passed any principal or supervisory exams and is not currently registered with any firm.
- Cannon was previously registered with Northwestern Mutual Investment Services, LLC from April 2016 to September 2024. His employment history includes roles at Northwestern Mutual Wealth Management, Northwestern Mutual Investment Services, and Northwestern Mutual Life Insurance.
- He was permitted to resign from Northwestern Mutual Investment Services in August 2024 following an internal review for questionable transactions related to both his personal and client investment accounts. Additionally, he is the subject of a pending FINRA investigation related to outside business activities and personal bank account transactions.
Joseph Cannon Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Joseph Cannon is a red flag which should put all current and former customers of Joseph Cannon at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Cannon engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Joseph Cannon
If you have questions about Northwestern Mutual Investment Services, LLC and/or Joseph Cannon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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