DID JOSEPH ROBERT EADES JR CAUSE YOU INVESTMENT LOSSES?
Joseph Eades, Jr. Of Capital Investment Group, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
About Joseph Eades, Jr. of Capital Investment Group, Inc.?
Joseph Eades, Jr (CRD #2357818) is a seasoned financial professional currently registered with Capital Investment Advisory Services, LLC as an investment advisor and Capital Investment Group, Inc. as a registered broker since January 2013 and January 2004, respectively. Over his career, Eades has been registered with multiple firms, including Raymond James Financial Services, Inc. and FSC Securities Corporation. He has passed one principal/supervisory exam, three general industry/product exams, and two multi-state securities law exams. Eades is licensed in four U.S. states, including Georgia, North Carolina, South Carolina, and Tennessee, showcasing his broad expertise in the financial industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Joseph Eades, Jr. Customer Complaints and Reviews
Joseph Robert Eades Jr. has three customer disputes disclosed in his FINRA report:
- Customer Dispute (Settled, 2023): The customer alleged unsuitable investments and conspiring to circumvent firm policy. This dispute, related to direct investments in DPP & LP interests, was settled for $5,000, with Eades personally contributing $5,000 to the settlement.
- Customer Dispute (Denied, 2020): A client complained about the lack of liquidity in certain investments when attempting to liquidate for cash flow needs. The dispute involved real estate securities and business development companies (BDCs) and was denied with no settlement.
- Customer Dispute (Pending, 2024): This ongoing dispute involves allegations related to an investment in GWG L-Bonds. The client alleges unsuitable recommendations, misrepresentation, breach of contract, breach of fiduciary duty, and negligence, with claimed damages of $82,000. The case is currently pending with FINRA.
Allegations Against Joseph Eades, Jr.
The allegations against Joseph Robert Eades Jr. involve claims of unsuitable investment recommendations, misrepresentation, and breaches of fiduciary duty. The disputes have involved direct investment products, real estate securities, and BDCs. While one dispute has been settled and another denied, a significant case related to GWG L-Bonds is still pending, with substantial alleged damages. These allegations reflect concerns about the suitability and management of investment products recommended by Eades.
Joseph Eades, Jr. Red Flags & Your Rights As An Investor
Of course, Joseph Eades, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Eades, Jr. at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Eades, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Joseph Eades, Jr.
If you have questions about Capital Investment Group, Inc. and/or Joseph Eades, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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