DID JOSEPH HENRY JOHNSON CAUSE YOU INVESTMENT LOSSES?

Joseph Johnson Of Vanderbilt Securities, LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Joseph Johnson of Vanderbilt Securities, LLC?

Joseph Johnson (CRD #1312422) who is currently registered as a broker and investment adviser with Vanderbilt Securities, LLC and located in Woodbury, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vanderbilt Securities, LLC, Joseph Johnson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Joseph Johnson Customer Complaints

Joseph Johnson has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Joseph Johnson’s former employers in favor the investors. There is currently one customer FINRA arbitration proceeding pending against Vanderbilt Securities for Joseph Johnson’s alleged misconduct.

Allegations Against Joseph Johnson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable and excessive trading on brokerage account.
• Unsuitable recommendations, mutual fund switching, churning, and breach of fiduciary duty.
• Churning.

Joseph Johnson Red Flags & Your Rights As An Investor

Of course, Joseph Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Johnson at Vanderbilt Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Joseph Johnson

If you have questions about Vanderbilt Securities, LLC and/or Joseph Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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