DID JOSEPH MICHAEL PITCH CAUSE YOU INVESTMENT LOSSES?
About Joseph Pitch of LPL Financial LLC?
Joseph Pitch (CRD #1410880) is an experienced securities broker and investment adviser currently registered with LPL Financial LLC as an investment adviser and registered broker since December 2021. He holds licenses in eight U.S. states, including New York, New Jersey, Texas, and Florida, and is registered with FINRA. Pitch’s career spans several decades, with prior affiliations at firms such as Cadaret Grant & Co., Inc. (2000–2021) and Pitch Financial Services LLC (2006–2022), where he served as a chief compliance officer. His expertise includes providing financial advisory services and managing investment portfolios. Pitch has passed three industry exams, including the Uniform Securities Agent State Law Exam (Series 63) and the Investment Company Products/Variable Contracts Representative Exam (Series 6).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Joseph Pitch Customer Complaints and Reviews
Joseph Pitch has one customer dispute disclosure:
- Dispute Filed 2024:
- Firm: Cadaret Grant & Co., Inc.
- Complaint: A customer alleged that a life insurance policy purchased in 2002 was misrepresented as fully paid by October 2011. When an unexpected premium was required in November 2022, the customer could not make the payment and was forced to sell the policy, allegedly resulting in significant financial loss.
- Alleged Damages: $1,500,000.
- Outcome: The matter was settled for $137,500 on September 17, 2024.
Allegations Against Joseph Pitch
The allegations and accusations against Joseph Pitch in the disclosed customer dispute include:
- Policy Misrepresentation:
- The customer claimed that a life insurance policy purchased in 2002 was erroneously stated to be fully paid as of October 2011. Due to a required premium in November 2022, the customer sold the policy, incurring financial losses.
- The broker maintained that the policy was fully explained to the customer and consistently monitored.
Joseph Pitch Red Flags & Your Rights As An Investor
Of course, Joseph Pitch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Pitch at on alert to review carefully the activity and performance of their accounts and question whether Joseph Pitch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Joseph Pitch
If you have questions about LPL Financial LLC and/or Joseph Pitch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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