DID JOSEPH C PULLANO CAUSE YOU INVESTMENT LOSSES?

Joseph Pullano Of Joseph Gunnar & Co. LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Joseph Pullano of Joseph Gunnar & Co. LLC?

Joseph Pullano (CRD #4906906) who was formerly registered with Joseph Gunnar & Co. LLC and located in Uniondale, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Gunnar & Co. LLC, Joseph Pullano was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Joseph Pullano Customer Complaints

Joseph Pullano has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints are currently pending in FINRA arbitration proceedings filed against Joseph Gunnar & Co. for Joseph Pullano’s alleged misconduct.

Allegations Against Joseph Pullano

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable investments involving corporate debt and over-the-counter equities.
• Client alleged that adviser noted investment objectives and experience incorrectly.
• Broker made recommendations that were inconsistent with client’s objectives and goals.

Joseph Pullano Red Flags & Your Rights As An Investor

Of course, Joseph Pullano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Pullano at Joseph Gunnar & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Pullano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Gunnar & Co. LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Joseph Gunnar & Co. LLC Due To Joseph Pullano

If you have questions about Joseph Gunnar & Co. LLC and/or Joseph Pullano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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