DID JOSEPH ANTHONY SGHEPERIS JR CAUSE YOU INVESTMENT LOSSES?
About Joseph Sheperis Jr of J.P. Morgan Securities LLC?
Joseph Anthony Sheperis Jr (CRD #5812377) has been employed with J.P. Morgan Securities LLC since October 2012, operating out of Brooklyn, New York. His professional journey includes previous registration with Chase Investment Services Corp from July 2010 until October 2012. Over his career, he has been registered with multiple Self-Regulatory Organizations and licensed in 17 U.S. states and territories. He has passed three general industry/product exams and two multi-state securities law exams. Despite these qualifications, the negative undertones of his career are underscored by his involvement in a customer dispute.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
J.P. Morgan Securities LLC Customer Complaints and Reviews
Customer Dispute (1 Incident)
- Date of Complaint: January 11, 2023
- Allegations: A customer alleged misrepresentation and unsuitable recommendation regarding a managed account, with activities dated between October 26, 2021, and December 20, 2021.
- Outcome: The dispute was settled on August 13, 2023, with a settlement amount of $19,000, although Sheperis did not contribute to the settlement payment personally.
Allegations Against Joseph Sheperis Jr
- Misrepresentation and Unsuitable Recommendation: These serious allegations pertain to Sheperis’ advice on a managed account, which the client claimed led to significant financial loss. The customer argued that Sheperis misrepresented the investment’s nature and suitability, leading to an inappropriate strategy for their financial goals and risk tolerance. This resulted in a financial dispute settled through FINRA arbitration.
- These sections paint a picture of a broker with a checkered history in the financial services industry, marked by qualifications that are overshadowed by customer grievances and settlements.
Joseph Sheperis Jr Red Flags & Your Rights As An Investor
Of course, Joseph Sheperis Jrdid not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Sheperis Jrat J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Sheperis Jrhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Joseph Sheperis Jr
If you have questions about J.P. Morgan Securities LLC and/or Joseph Sheperis Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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