DID JOSEPH PHILIP TARTAGLINI JR CAUSE YOU INVESTMENT LOSSES?
About Joseph Tartaglini, Jr. Of J.P. Morgan Securities LLC?
oseph Tartaglini, Jr (CRD #4963465) has extensive experience in the financial services industry, currently registered with J.P. Morgan Securities LLC in Reno, Nevada since August 18, 2017. He has a broad registration footprint across 20 U.S. states and territories. Tartaglini Jr. has passed two principal/supervisory exams, three general industry/product exams, and two multi-state securities law exams, demonstrating a robust understanding of both general securities knowledge and specific regulatory requirements. Previously, he was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from March 2012 to August 2017 and has earlier affiliations with First Allied Securities, Inc. and other firms, highlighting a diverse and progressive career in securities.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Joseph Tartaglini, Jr. Customer Complaints and Reviews
Joseph Philip Tartaglini Jr. has had one customer dispute reported:
- Customer Dispute (March 2020): A complaint was filed alleging issues concerning the suitability of a mutual fund investment. The complaint resulted in a settlement of $24,419.90 on May 14, 2020. Tartaglini Jr. did not contribute personally to the settlement, indicating that the resolution may have been managed through his firm, J.P. Morgan Securities LLC.
Allegations Against Joseph Tartaglini, Jr.
The specific allegations made against Joseph Philip Tartaglini Jr. include:
- Suitability: The client claimed that the mutual fund investments recommended by Tartaglini Jr. were not suitable given their financial situation, highlighting a critical aspect of advisory services where the alignment of investment recommendations with client profiles is essential.
Joseph Tartaglini, Jr. Red Flags & Your Rights As An Investor
Of course, Joseph Tartaglini, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Tartaglini, Jr. at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joseph Tartaglini, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Joseph Tartaglini, Jr.
If you have questions about J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Joseph Tartaglini, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...