DID JOSHUA GEORGE COX CAUSE YOU INVESTMENT LOSSES?
About Joshua Cox of LPL Financial LLC?
Joshua Cox (CRD #6137037) is currently employed and registered with LPL Financial LLC in Greenwood Village, Colorado, since July 21, 2021. Previously, he was registered with Waddell & Reed in Overland Park, Kansas, from December 2012 to July 2021. Cox is registered with one Self-Regulatory Organization and is licensed in 29 U.S. states and territories. He has passed two general industry/product exams, the Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7), as well as the Uniform Combined State Law Examination (Series 66).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Joshua Cox Customer Complaints and Reviews
Joshua George Cox has one customer dispute reported:
- Type of Dispute: Customer Dispute
- Details: The client alleged that Cox recommended unsuitable investments in options.
- Alleged Damages: $80,000
- Date Complaint Received: April 11, 2024
- Outcome: The complaint was denied on June 11, 2024, following an investigation by LPL Financial.
Allegations Against Joshua Cox
- Incident: Customer Dispute
- Details: Allegations of unsuitable investment recommendations involving options.
- Alleged Damages: $80,000
- Outcome: After investigation, the firm denied the complaint, indicating no wrongdoing found on Cox’s part.
Joshua Cox Red Flags & Your Rights As An Investor
Of course, Joshua Cox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Cox at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Cox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Joshua Cox
If you have questions about LPL Financial LLC and/or Joshua Cox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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