DID JOSHUA K PIERCY CAUSE YOU INVESTMENT LOSSES?
Joshua Piercy Of Wells Fargo Clearing Services, LLC And Formerly With PNC Investments Has A Customer Complaint For Alleged Broker Misconduct
Who is Joshua Piercy of Wells Fargo Clearing Services, LLC?
Joshua Piercy (CRD #6620457) who is currently registered as a broker and investment adviser with Wells Fargo Clearing Services, LLC and located in Lake Havasu City, Arizona, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Joshua Piercy was associated with PNC Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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Joshua Piercy Customer Complaint
Joshua Piercy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of greater return of annuity contract. Wells Fargo Advisors recently denied the customer complaint and thus far there is no evidence that the investor took any further action.