DID JOSHUA ANTHONY SHIPLEY CAUSE YOU INVESTMENT LOSSES?
Joshua Shipley Of Dominari Securities LLC And Formerly With Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Joshua Shipley of Dominari Securities LLC?
Joshua Shipley (CRD #6631027) who is currently registered as a broker and investment adviser with Dominari Securities LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Dominari Securities LLC, Joshua Shipley was associated with Revere Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Joshua Shipley Customer Complaint
Joshua Shipley has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for violation of FINRA rules, Regulation Best Interests, section 10 (B) of the Securities Exchange Act of 1934, negligence, and breach of fiduciary duty related to equipment leasing and common stock transactions. The FINRA arbitration proceeding was recently filed and still pending.
Joshua Shipley Red Flags & Your Rights As An Investor
Of course, Joshua Shipley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Shipley at Dominari Securities LLC and Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Shipley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC and Revere Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To Joshua Shipley
If you have questions about Dominari Securities LLC, Revere Securities LLC and/or Joshua Shipley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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