DID JOSHUA EDWARD WILLIAMS CAUSE YOU INVESTMENT LOSSES?
About Joshua Williams of Equitable Advisors, LLC?
Joshua Williams (CRD #7194792) is currently employed and registered with Equitable Advisors, LLC in Scottsdale, AZ, since November 2019. He has a broad scope of licensure, being registered with 1 Self-Regulatory Organization (SRO) and licensed in 6 U.S. states and territories. Williams has passed a total of 5 exams, including 1 principal/supervisory exam, 2 general industry/product exams, and 2 state securities law exams, showcasing his comprehensive qualifications in financial regulations and advisory services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Joshua Williams Customer Complaints and Reviews
Joshua Williams has the following negative disclosures on his report:
- Customer Disputes (1 Incident):
- A customer dispute was filed on April 21, 2024, involving allegations that Williams misrepresented a security investment related to common and preferred stocks. The alleged damage was reported as $17,258.00. This dispute was denied on June 13, 2024, after the firm found no basis for the complaint.
Allegations Against Joshua Williams
- Misrepresentation of Investment: The allegation against Williams claims he misrepresented the features or potential benefits of a common and preferred stock investment. Despite the customer’s claim of financial loss, the complaint was ultimately denied by the firm, indicating that they did not find evidence supporting the customer’s allegations.
Joshua Williams Red Flags & Your Rights As An Investor
Of course, Joshua Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Williams at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Joshua Williams
If you have questions about Equitable Advisors, LLC and/or Joshua Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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