DID JOYCE LOUISE BLOCH CAUSE YOU INVESTMENT LOSSES?
About Joyce Bloch of Ameriprise Financial Services, LLC?
Joyce Bloch (CRD #716912) located in Seattle, Washington, is a registered broker currently employed with Ameriprise Financial Services, LLC, where she has been registered since September 1, 2022. She has been in the financial industry for over four decades, having previously worked at Cetera Advisors LLC (2012–2022), Pacific West Financial Consultants (2000–2012), and Pacific Harbor Securities (1981–2000). Ms. Bloch holds registrations in nine U.S. states and territories, including Arizona, California, Colorado, New Jersey, New York, Oregon, Pennsylvania, Texas, and Washington. She has passed a total of nine industry examinations, including three principal/supervisory exams, five general industry/product exams, and one multi-state securities law exam. She also holds the Certified Financial Planner (CFP) Designation.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Joyce Bloch Customer Complaints and Reviews
One Reported Disclosure was noted:
- Customer Dispute
- Filed: November 26, 2024
- Complaint: The claimant alleges that Ms. Bloch recommended an unsuitable investment in a fixed annuity.
- Product Involved: Fixed Annuity.
- Alleged Damages: Unspecified
- Status: The dispute has evolved into an arbitration with FINRA under Case #24-02521
Allegations Against Joyce Bloch
- The sole pending dispute against Ms. Bloch concerns an alleged unsuitable investment recommendation related to a fixed annuity.
- The claim has been escalated to arbitration with FINRA, indicating that the claimant is seeking a formal resolution.
Joyce Bloch Red Flags & Your Rights As An Investor
Of course, Joyce Bloch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joyce Bloch at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joyce Bloch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Joyce Bloch
If you have questions about Ameriprise Financial Services, LLC and/or Joyce Bloch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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