DID JUAN A MARTINEZ CAUSE YOU INVESTMENT LOSSES?
Juan Martinez Formerly with Calton & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
About Juan Martinez of Calton & Associates, Inc.?
Juan Martinez (CRD #6532273) is a former registered broker, most recently associated with Calton & Associates, Inc. from June 2023 to October 2024. He was previously employed with Equitable Advisors, LLC from September 2015 to June 2023. Martinez has passed two general industry exams, including the Series 6 Investment Company Products/Variable Contracts Representative Examination. He has not passed any multi-state securities law exams and currently holds no active registrations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Juan Martinez Customer Complaints and Reviews
Martinez has two pending customer disputes on record, both related to alleged misrepresentations regarding variable universal life (VUL) insurance policies:
- Dispute 1 Filed: October 3, 2024, pending
- Complaint: Customer claims misrepresentation of a VUL policy sold in 2022 as a retirement plan.
- Damages: $11,500
- Dispute 2 filed September 19, 2024, pending
- Complaint: Customer asserts that the VUL policy issued in 2021 had a greater life insurance focus than desired, with less retirement investment.
- Damages: $5,000
Allegations Against Juan Martinez
The allegations in both disputes involve claims of misrepresentation regarding variable universal life (VUL) insurance policies. One customer contends that a policy sold in 2022 was presented as a retirement plan without clear disclosure of its life insurance elements. Another customer alleges a 2021 policy was issued with a higher-than-requested life insurance component and less emphasis on retirement savings. Both matters remain unresolved.
Juan Martinez Red Flags & Your Rights As An Investor
Of course, Juan Martinez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Martinez at Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Juan Martinez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Juan Martinez
If you have questions about Calton & Associates, Inc. and/or Juan Martinez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...