DID JUAN RASCON CAUSE YOU INVESTMENT LOSSES?
Juan Rascon Of Cetera Investment Services LLC And Formerly With BBVA Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Juan Rascon of Cetera Investment Services LLC?
Juan Rascon (CRD #5631144) who is currently registered as a broker and investment adviser with Cetera Investment Services LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services LLC, Juan Rascon was associated with BBVA Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Juan Rascon Customer Complaints
Juan Rascon has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by BBVA Securities in favor of the investor for Juan Rascon’s alleged misconduct. The other customer complaint has evolved into a FINRA arbitration proceeding alleging damages of $1 million against BBVA Securities for the adviser’s alleged misconduct that is still pending.
Allegations Against Juan Rascon
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Breach of fiduciary duty related to the line of credit and transactions in a brokerage account.
- Failure to disclose nature, mechanics and risks of equity linked certificates of deposit to customer.
Juan Rascon Red Flags & Your Rights As An Investor
Of course, Juan Rascon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Rascon at Cetera Investment Services LLC and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Juan Rascon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Juan Rascon
If you have questions about Cetera Investment Services LLC, BBVA Securities Inc. and/or Juan Rascon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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